Prospera Financial Services
Our Broker Dealer
Prospera is a privately owned firm built by advisors for advisors, a place where sophisticated advisors have enjoyed a boutique, service-oriented firm since 1982. Our financial advisors average over 20 years of industry experience and have helped us to be recognized by Investment Advisor Magazine as an Independent Broker Dealer of the year in 2009, 2010, 2012, 2014, 2015, 2018, & 2019 and Runner-Up in 2011, 2013, 2016, 2017, & 2020. We have also won three awards for innovation in Back Office Services, Transition Support, and Technology Tools at the WealthManagement.com annual industry awards!
First Clearing, LLC.
Our Custodian
First Clearing is a premier clearing and custody services business, serving broker-dealers and registered investment advisors nationwide. Driven by a strong and abiding commitment to the power of relationships, we help our client firms create and grow successful businesses. Through our affiliation with Wells Fargo & Company, we provide access to vast resources to help you address all aspects of your business, empowering you to deliver the client experience you desire.
